Friday, July 2, 2021

Penalty imposed on stock broker for violating code of conduct was set aside after it gave all info sought by SEBI

COMPANY LAW/SEBI : Where appellant had provided all relevant information as sought for by Adjudicating Officer of Securities and Exchange Board of India, penalty imposed upon appellant for violating clause A(2) of Code of Conduct for stockbrokers as specified under Schedule II read with regulation 9 of Stockbrokers Regulations was to be set aside

from www.taxmann.com Latest Case Laws https://ift.tt/3AgVP9z
-
Labels:

No comments:

Post a Comment

Subscribe to: Post Comments (Atom)

AO can’t disallow cost of improvement merely relying on enquiries made with assessee’s neighbour: ITAT

INCOME TAX : Where assessee had purchased a flat and incurred expenditure of Rs. 23 lakhs for purpose of renovating house and Assessing Offi...